Kenneth Chun Kan Lau
劉晉勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Chun Kan Lau (劉晉勤), a licensed former licensee with CE reference AXS429. This person has 10.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-21 | 2022-03-05 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-21 | 2022-03-05 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2015-05-21 | 2022-03-05 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-01 | 2016-12-31 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-11-01 | 2016-12-31 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-11-01 | 2016-12-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-28 | 2012-09-01 |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-07-28 | 2012-09-01 |
| CES Forex (HK) Limited 光證外匯(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-07-28 | 2012-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenneth Chun Kan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.