Thomas Shui Cheong Tsao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Shui Cheong Tsao (曹瑞昌), a licensed Responsible Officer with CE reference AXD568. Currently licensed at 1 firm(s): Zhong Wang Capital Partners Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.1 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhong Wang Capital Partners Limited 鍾望資本有限公司 |
RO | Type 4 - Advising on securities | 2025-07-03 | present |
| Zhong Wang Capital Partners Limited 鍾望資本有限公司 |
RO | Type 9 - Asset management | 2025-07-03 | present |
| Zhong Wang Capital Partners Limited 鍾望資本有限公司 |
Rep | Type 4 - Advising on securities | 2025-05-02 | 2025-07-03 |
| Zhong Wang Capital Partners Limited 鍾望資本有限公司 |
Rep | Type 9 - Asset management | 2025-05-02 | 2025-07-03 |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
RO | Type 4 - Advising on securities | 2023-06-13 | 2025-03-21 |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
RO | Type 9 - Asset management | 2023-06-13 | 2025-03-21 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-28 | 2022-03-31 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2018-02-28 | 2022-03-31 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 9 - Asset management | 2016-09-27 | 2022-03-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-31 | 2015-10-06 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-11 | 2015-10-06 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-04-14 | 2015-10-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Shui Cheong Tsao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.