Min Tang
湯敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min Tang (湯敏), a licensed former licensee with CE reference AVM772. This person has 5.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovation Securities Co., Limited 鼎新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-04 | 2023-05-31 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-04 | 2023-05-31 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-05-04 | 2023-05-31 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-29 | 2021-03-09 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 9 - Asset management | 2020-01-29 | 2021-03-09 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-21 | 2021-03-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-23 | 2013-01-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2011-05-23 | 2013-01-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-23 | 2013-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-23 | 2013-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-05-23 | 2013-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-05-23 | 2013-01-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-20 | 2011-03-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Min Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.