Xiao Xu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Xu (徐瀟), a licensed Representative with CE reference BNM996. Currently licensed at 1 firm(s): Harvest Global Capital Investments Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 9 - Asset management | 2020-02-24 | present |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-07 | present |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-17 | present |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-05-09 | 2019-06-23 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-08 | 2019-06-23 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2018-10-08 | 2018-11-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.