Di Chen
陳滌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di Chen (陳滌), CE reference BDK826. Currently licensed at 1 firm(s): Harvest Global Capital Investments Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
RO | Type 4 — Advising on securities | 2019-11-28 | present |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
RO | Type 9 — Asset management | 2019-11-28 | present |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-28 | present |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-29 | 2021-04-09 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 4 — Advising on securities | 2019-04-29 | 2021-04-09 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-08-05 | 2020-06-12 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-08-05 | 2020-06-12 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 9 — Asset management | 2014-08-05 | 2020-06-12 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-13 | 2014-08-05 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-13 | 2014-08-05 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-05-13 | 2014-08-05 |