Si Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si Liu (劉斯), a licensed Responsible Officer with CE reference AVM307. Currently licensed at 1 firm(s): BOCI Commodities & Futures Limited. Active regulated activities: Type 2 - Dealing in futures contracts; Type 5 - Advising on futures contracts. This person has 12.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-09-11 | present |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-09-11 | present |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-11-12 | 2025-09-11 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-11-12 | 2025-09-11 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-02-10 | 2015-11-11 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2014-02-10 | 2015-11-11 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-02-24 | 2014-02-08 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-02-24 | 2014-02-08 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-07-12 | 2011-02-01 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-07-12 | 2011-02-01 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-07-12 | 2011-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Si Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.