Xiaofeng Shi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaofeng Shi (施曉峰), a licensed Responsible Officer with CE reference AVH848. Currently licensed at 2 firm(s): Haitong International Securities Company Limited, Haitong International Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-11-07 | present |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-02-19 | present |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 - Asset management | 2021-02-19 | present |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-03-02 | 2025-12-17 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-02-25 | 2023-03-02 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-02-05 | 2021-02-19 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-23 | 2021-02-19 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-11-23 | 2021-02-19 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-22 | 2012-09-14 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-06-22 | 2012-09-14 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-06 | 2012-06-07 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-07-06 | 2012-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaofeng Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.