Lun Li
李論
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lun Li (李論), a licensed former licensee with CE reference BSH596. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-14 | 2024-12-13 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-04-14 | 2024-12-13 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-04-14 | 2024-12-13 |