Yan To Cheung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan To Cheung (張甄陶), a licensed Responsible Officer with CE reference AUM188. Currently licensed at 1 firm(s): DBS Asia Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 16.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 - Dealing in securities | 2022-05-11 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 - Advising on securities | 2022-05-11 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-05-08 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-05 | 2022-05-11 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-05 | 2022-05-11 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-04-05 | 2017-05-08 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-30 | 2015-10-20 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-12-30 | 2015-10-20 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-21 | 2014-11-23 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-06 | 2011-06-28 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-06 | 2011-06-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan To Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.