John Patrick Burns
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Patrick Burns, a licensed Responsible Officer with CE reference ATG678. Currently licensed at 1 firm(s): Macquarie Asia Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 16.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | RO | Type 1 - Dealing in securities | 2023-12-29 | present |
| Macquarie Asia Securities Limited | Rep | Type 1 - Dealing in securities | 2022-09-19 | 2023-12-29 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-19 | 2022-09-19 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-06 | 2022-06-28 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-08-19 | 2013-04-23 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-02-04 | 2013-04-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-02 | 2017-11-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-02 | 2017-11-23 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-07-02 | 2010-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Patrick Burns during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.