Bin Wu
吳斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bin Wu (吳斌), a licensed former licensee with CE reference ASC683. This person has 11.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLC Futures Limited 創僑期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-18 | 2020-07-31 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-03 | 2020-07-31 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-11 | 2014-03-28 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-11 | 2014-03-28 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-09 | 2012-12-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-07-09 | 2012-12-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-17 | 2012-12-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-20 | 2012-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bin Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.