Jackie Yau Chun Chiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jackie Yau Chun Chiu (趙右焌), a licensed Responsible Officer with CE reference ARN620. Currently licensed at 2 firm(s): Imperium International Asset Management Limited, Imperium International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 16.9 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-07-22 | present |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 4 - Advising on securities | 2025-07-25 | present |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-23 | present |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-10-23 | present |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2024-10-23 | present |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-17 | 2024-10-23 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-06-17 | 2024-10-23 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-05 | 2020-06-02 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-07-05 | 2020-06-02 |
| Golden Mountain Financial Limited 金山金融有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-30 | 2018-06-22 |
| Golden Mountain Financial Limited 金山金融有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-05-30 | 2018-06-22 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-06 | 2018-04-27 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-03-28 | 2018-04-27 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-10-09 | 2017-03-07 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-10 | 2013-08-22 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-27 | 2013-08-22 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-21 | 2010-12-01 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-19 | 2009-12-12 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-26 | 2008-11-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jackie Yau Chun Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.