Pak Sze Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Sze Au (歐柏斯), a licensed Representative with CE reference ARJ810. Currently licensed at 1 firm(s): Annum Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.6 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-05-06 | present |
| Annum Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-05-06 | present |
| Annum Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2025-05-06 | present |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-30 | 2024-12-19 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-30 | 2024-12-19 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-10-30 | 2024-12-19 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-12-19 | 2023-07-13 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-12-19 | 2023-07-13 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-31 | 2023-07-13 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-31 | 2023-07-13 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-06 | 2023-07-13 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-06 | 2023-07-13 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-09-06 | 2023-07-13 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
RO | Type 4 - Advising on securities | 2019-03-04 | 2021-04-24 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
RO | Type 9 - Asset management | 2019-03-04 | 2021-04-24 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-13 | 2019-03-04 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
Rep | Type 9 - Asset management | 2017-10-13 | 2019-03-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-29 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2008-07-29 | 2010-12-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pak Sze Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.