Eugene Wan Yan Mak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eugene Wan Yan Mak (麥穎恩), a licensed Representative with CE reference ARD506. Currently licensed at 1 firm(s): Jin Yi Financial Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.3 years of SFC licence history. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 9 - Asset management | 2022-08-16 | present |
| Silverbricks Securities Company Limited 元庫證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-14 | 2022-06-10 |
| Silverbricks Asset Management Company Limited 元庫資産管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-21 | 2022-06-10 |
| Silverbricks Asset Management Company Limited 元庫資産管理有限公司 |
Rep | Type 9 - Asset management | 2022-02-21 | 2022-06-10 |
| iCapital Advisory Limited | RO | Type 1 - Dealing in securities | 2020-04-03 | 2020-09-28 |
| iCapital Advisory Limited | RO | Type 4 - Advising on securities | 2020-04-03 | 2020-09-28 |
| iCapital Advisory Limited | Rep | Type 1 - Dealing in securities | 2019-11-20 | 2020-04-03 |
| iCapital Advisory Limited | Rep | Type 4 - Advising on securities | 2019-11-20 | 2020-04-03 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2011-12-01 | 2013-12-20 |
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-12-01 | 2013-12-20 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2011-12-01 | 2013-12-20 |
| Natixis Asia Limited | Rep | Type 5 - Advising on futures contracts | 2011-12-01 | 2013-12-20 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2011-03-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-28 | 2011-03-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-28 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-05-28 | 2011-03-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2008-05-28 | 2010-12-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eugene Wan Yan Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.