Kwok Shing Yip
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Shing Yip (葉國盛), a licensed Representative with CE reference ARB687. Currently licensed at 2 firm(s): State Street Global Advisors Singapore Limited, State Street Global Advisors Asia Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 18.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Singapore Limited | Rep | Type 4 - Advising on securities | 2010-11-03 | present |
| State Street Global Advisors Singapore Limited | Rep | Type 9 - Asset management | 2010-11-03 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-15 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-07-15 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2008-07-15 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Shing Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.