Zhe Han

韓哲
CE No. AQV652 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhe Han (韓哲), a licensed Representative with CE reference AQV652. Currently licensed at 1 firm(s): Natixis Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 16.9 years of SFC licence history. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Natixis Asia Limited Rep Type 1 - Dealing in securities 2018-07-31 present
Natixis Asia Limited Rep Type 2 - Dealing in futures contracts 2018-07-31 present
HSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司
Rep Type 1 - Dealing in securities 2015-09-11 2017-09-20
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2014-02-04 2015-06-06
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 4 - Advising on securities 2014-02-04 2015-06-06
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 5 - Advising on futures contracts 2014-02-04 2015-06-06
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 1 - Dealing in securities 2013-06-19 2015-06-06
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 - Dealing in securities 2013-04-10 2013-06-09
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2010-08-20 2012-09-28
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2008-04-11 2012-09-28
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2008-04-11 2012-09-28
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2008-04-11 2010-08-20

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