Michael Chun Man Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Chun Man Ng (吳俊文), a licensed Responsible Officer with CE reference AQQ196. Currently licensed at 1 firm(s): Nexara Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.2 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexara Asset Management Limited 源創資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-08-20 | present |
| Nexara Asset Management Limited 源創資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-07-29 | present |
| Nexara Asset Management Limited 源創資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-07-29 | present |
| Nexara Asset Management Limited 源創資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-07-29 | 2024-08-20 |
| Taihe Securities (Hong Kong) Limited 泰合證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-04-06 | 2023-09-30 |
| Taihe Securities (Hong Kong) Limited 泰合證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-04-06 | 2023-09-30 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-13 | 2022-01-31 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-07-12 | 2022-01-31 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-02 | 2020-05-13 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-07-02 | 2019-07-12 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-10-29 | 2019-03-23 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-10-29 | 2019-03-23 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-04 | 2019-03-23 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-04 | 2019-03-23 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-06-04 | 2018-10-29 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-06-04 | 2018-10-29 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-16 | 2018-05-25 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-11-16 | 2018-05-25 |
| INCU Corporate Finance Limited 衍丰企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-09-17 | 2014-03-26 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-08-22 | 2012-08-31 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-05-23 | 2011-08-08 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-15 | 2011-04-11 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-15 | 2011-04-11 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-10-15 | 2011-04-11 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 9 - Asset management | 2010-10-15 | 2011-04-11 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-20 | 2009-02-28 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-05-07 | 2008-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Chun Man Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.