Hong Fat Lao
劉康發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Fat Lao (劉康發), a licensed former licensee with CE reference AQQ127. This person has 18.1 years of SFC licence history. Total licence records on file: 19.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 4 - Advising on securities | 2023-06-01 | 2026-07-14 |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-06-01 | 2026-07-14 |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 9 - Asset management | 2023-06-01 | 2026-07-14 |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-07 | 2026-07-14 |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-10-07 | 2026-07-14 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-06-18 | 2021-10-07 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-25 | 2021-10-07 |
| VMI Securities Limited 創市証劵有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-23 | 2021-05-03 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-02-20 | 2021-03-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-18 | 2021-03-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-06-18 | 2021-03-19 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-13 | 2014-05-16 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-13 | 2014-05-16 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-12-24 | 2013-04-25 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-07 | 2013-04-25 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-06 | 2012-11-01 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-03-06 | 2010-05-07 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-06 | 2010-05-07 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-03-06 | 2010-05-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hong Fat Lao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Aaron Chi Ho Ho | Emperor Futures Limited | 2010–2021 |
| Daisy Yeung | Emperor Futures Limited | 2008–2021 |
| Pui Lan Ip | Emperor Futures Limited | 2008–2021 |
| Chor Kei Wong | Emperor Futures Limited | 2008–2021 |
| Shiu Keung Leung | Emperor Futures Limited | 2008–2021 |
| Chun Kei Li | Emperor Futures Limited | 2010–2021 |
| Tak Fai Lau | Emperor Futures Limited | 2010–2021 |
| Mei King Lau | Emperor Futures Limited | 2010–2021 |
| Cho Ting Ko | Emperor Futures Limited | 2008–2021 |
| Jeremy Hon Keung Ng | Emperor Futures Limited | 2008–2021 |
| Ka Kit Wong | Emperor Futures Limited | 2008–2021 |
| May Mei Ling Yam | Emperor Futures Limited | 2008–2021 |
| Shui Bing Cheung | Emperor Futures Limited | 2008–2021 |
| Liza Yuk Hing Yan | Emperor Futures Limited | 2008–2021 |
| Vanessa Man Seung Fan | Emperor Futures Limited | 2008–2021 |
| Shek Ming Fu | Emperor Futures Limited | 2008–2021 |
| Jenny Ching Yee Ho | Emperor Futures Limited | 2008–2021 |
| Chi Hung Wong | Emperor Futures Limited | 2008–2021 |
| Shing Fuk To | Emperor Futures Limited | 2008–2021 |
| Chun Wai Lee | Emperor Futures Limited | 2008–2018 |