Siu Lok Yuen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lok Yuen (元兆洛), a licensed Representative with CE reference AQD646. Currently licensed at 1 firm(s): Global Mastermind Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 18.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Mastermind Securities Limited 環球大通證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-30 | present |
| Global Mastermind Securities Limited 環球大通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-17 | present |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-17 | 2020-01-14 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-21 | 2014-08-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-18 | 2008-04-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Lok Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.