Frewen Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frewen Lam, a licensed Responsible Officer with CE reference AOY572. Currently licensed at 1 firm(s): ROC Partners (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 18.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-22 | present |
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
RO | Type 4 - Advising on securities | 2015-02-03 | present |
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
RO | Type 9 - Asset management | 2016-12-22 | 2022-08-12 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-23 | 2014-06-06 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-05-23 | 2014-06-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frewen Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.