Frederick Chun Hung Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederick Chun Hung Chu (朱俊雄), a licensed Responsible Officer with CE reference AOR257. Currently licensed at 3 firm(s): Kaiser Futures Limited, Kaiser Capital Management Limited, Kaiser Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.2 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Futures Limited 嘉信期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-12-04 | present |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
RO | Type 9 - Asset management | 2022-04-28 | present |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
RO | Type 4 - Advising on securities | 2021-02-02 | present |
| Kaiser Securities Limited 嘉信証券有限公司 |
RO | Type 1 - Dealing in securities | 2019-10-09 | present |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-28 | 2019-10-09 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-06-28 | 2023-12-04 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-11-23 | 2019-01-07 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-11-23 | 2019-01-07 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-07 | 2019-01-07 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-29 | 2015-11-10 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-02 | 2014-12-09 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-13 | 2014-11-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frederick Chun Hung Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.