Tsz Yan Law
羅梓甄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Yan Law (羅梓甄), a licensed former licensee with CE reference BPM584. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-01 | 2023-06-09 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-11 | 2023-06-09 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-11 | 2023-06-09 |