Sirong He

何思蓉
CE No. BNP602 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sirong He (何思蓉), a licensed former licensee with CE reference BNP602. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Kaiser Securities Limited
嘉信証券有限公司
Rep Type 1 — Dealing in securities 2023-02-08 2024-07-15
Kaiser Capital Management Limited
嘉信資本管理有限公司
Rep Type 4 — Advising on securities 2023-02-08 2024-07-15
Kaiser Capital Management Limited
嘉信資本管理有限公司
Rep Type 9 — Asset management 2023-02-08 2024-07-15
Poly Treasure Holdings Limited
保利控股財金有限公司
Rep Type 1 — Dealing in securities 2018-12-12 2022-02-24
Poly Treasure Holdings Limited
保利控股財金有限公司
Rep Type 4 — Advising on securities 2018-12-12 2022-02-24
Poly Treasure Holdings Limited
保利控股財金有限公司
Rep Type 9 — Asset management 2018-12-12 2022-02-24

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