Junyang Cao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Junyang Cao (曹駿暘), a licensed Responsible Officer with CE reference AOG956. Currently licensed at 1 firm(s): CPIC Investment Management (H.K.) Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 14.3 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2025-07-31 | present |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-07-31 | present |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-06-16 | 2025-07-31 |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-16 | 2025-07-31 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-27 | 2025-05-16 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-27 | 2025-05-16 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-19 | 2021-07-09 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-19 | 2021-07-09 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2018-01-19 | 2021-07-09 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-01 | 2017-10-30 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-01 | 2017-10-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-10 | 2013-05-13 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-13 | 2008-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Junyang Cao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Janet Li | AXA Investment Managers Asia Limited | 2021–2025 |
| Wai Miu Shui | AXA Investment Managers Asia Limited | 2021–2025 |
| Xin Sun | AXA Investment Managers Asia Limited | 2021–2025 |
| Ling Chui Way | AXA Investment Managers Asia Limited | 2021–2025 |
| Yoonbum Park | PIMCO Asia Limited | 2018–2021 |
| Jing Zhang | PIMCO Asia Limited | 2018–2021 |
| Jung Park | PIMCO Asia Limited | 2018–2021 |
| Li He | PIMCO Asia Limited | 2018–2021 |
| Hon Man Lam | PIMCO Asia Limited | 2018–2021 |
| Wing Ting Lee | PIMCO Asia Limited | 2018–2021 |
| Janghan Son | PIMCO Asia Limited | 2018–2021 |
| Hsing-Ju Hsieh | PIMCO Asia Limited | 2018–2021 |
| Young Yoon Kim | PIMCO Asia Limited | 2018–2021 |
| Kimberley Grace Korinke | PIMCO Asia Limited | 2018–2021 |
| Chia Chih Tang | PIMCO Asia Limited | 2018–2021 |
| Yue Wang | PIMCO Asia Limited | 2018–2021 |
| Ryan Patrick Korinke | PIMCO Asia Limited | 2018–2021 |
| Nelson Chien Yuan | PIMCO Asia Limited | 2018–2021 |
| Haining Yin | PIMCO Asia Limited | 2018–2021 |
| Carmen Lai | AXA Investment Managers Asia Limited | 2021–2024 |