Anand Agarwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anand Agarwal, a licensed Responsible Officer with CE reference ANX687. Currently licensed at 1 firm(s): Man Investments (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.0 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-03 | present |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-10-03 | present |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 9 - Asset management | 2023-10-03 | present |
| GLG Partners Hong Kong Limited | RO | Type 1 - Dealing in securities | 2023-08-16 | 2023-10-02 |
| GLG Partners Hong Kong Limited | RO | Type 4 - Advising on securities | 2023-08-16 | 2023-10-02 |
| GLG Partners Hong Kong Limited | RO | Type 9 - Asset management | 2023-08-16 | 2023-10-02 |
| GLG Partners Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2020-09-15 | 2023-08-16 |
| GLG Partners Hong Kong Limited | Rep | Type 4 - Advising on securities | 2020-09-15 | 2023-08-16 |
| GLG Partners Hong Kong Limited | Rep | Type 9 - Asset management | 2020-09-15 | 2023-08-16 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-03 | 2020-06-22 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-03 | 2020-06-22 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2014-12-03 | 2020-06-22 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-13 | 2014-11-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-19 | 2010-04-19 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2006-09-20 | 2007-06-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anand Agarwal during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.