Peter William Swarbreck
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter William Swarbreck, a licensed Responsible Officer with CE reference ANW415. Currently licensed at 1 firm(s): IFM Investors (HK) Ltd. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 18.5 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IFM Investors (HK) Ltd | RO | Type 1 - Dealing in securities | 2023-11-15 | present |
| IFM Investors (HK) Ltd | RO | Type 4 - Advising on securities | 2023-11-15 | present |
| IFM Investors (HK) Ltd | Rep | Type 1 - Dealing in securities | 2023-09-29 | 2023-11-15 |
| IFM Investors (HK) Ltd | Rep | Type 4 - Advising on securities | 2023-09-29 | 2023-11-15 |
| Jupiter Asset Management (Hong Kong) Limited 木星資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-04-24 | 2022-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-21 | 2013-01-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 4 - Advising on securities | 2010-01-06 | 2013-01-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 9 - Asset management | 2010-01-06 | 2013-01-01 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-02-05 | 2013-01-01 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-02-05 | 2013-01-01 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 9 - Asset management | 2007-02-05 | 2013-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter William Swarbreck during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.