Winnie Wing Nin Pun
潘詠年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Wing Nin Pun (潘詠年), a licensed former licensee with CE reference AAK003. This person has 19.5 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-18 | 2023-01-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-18 | 2023-01-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2021-11-18 | 2023-01-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 1 - Dealing in securities | 2012-09-17 | 2021-11-18 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 4 - Advising on securities | 2012-09-17 | 2021-11-18 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 9 - Asset management | 2012-09-17 | 2021-11-18 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-09-30 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 4 - Advising on securities | 2006-09-30 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 9 - Asset management | 2006-09-30 | 2014-12-31 |
| BlackRock Asia Limited | RO | Type 4 - Advising on securities | 2005-12-13 | 2006-09-29 |
| BlackRock Asia Limited | RO | Type 9 - Asset management | 2005-12-13 | 2006-09-29 |
| BlackRock Asia Limited | Rep | Type 4 - Advising on securities | 2005-11-15 | 2005-12-13 |
| BlackRock Asia Limited | Rep | Type 9 - Asset management | 2005-11-15 | 2005-12-13 |
| State Street Global Advisors Singapore Limited | RO | Type 4 - Advising on securities | 2005-06-20 | 2005-07-18 |
| State Street Global Advisors Singapore Limited | RO | Type 6 - Advising on corporate finance | 2005-06-20 | 2005-07-18 |
| State Street Global Advisors Singapore Limited | RO | Type 9 - Asset management | 2005-06-20 | 2005-07-18 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-05-12 | 2005-07-18 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2004-11-01 | 2005-07-18 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 4 - Advising on securities | 2003-09-19 | 2005-07-18 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2003-09-19 | 2005-07-18 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 9 - Asset management | 2003-09-19 | 2005-07-18 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-19 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-26 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winnie Wing Nin Pun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.