Winnie Wing Nin Pun
潘詠年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Wing Nin Pun (潘詠年), a licensed former licensee with CE reference AAK003. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-18 | 2023-01-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-18 | 2023-01-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2021-11-18 | 2023-01-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-17 | 2021-11-18 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 4 — Advising on securities | 2012-09-17 | 2021-11-18 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 9 — Asset management | 2012-09-17 | 2021-11-18 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-09-30 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-09-30 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 9 — Asset management | 2006-09-30 | 2014-12-31 |
| BlackRock Asia Limited |
RO | Type 4 — Advising on securities | 2005-12-13 | 2006-09-29 |
| BlackRock Asia Limited |
RO | Type 9 — Asset management | 2005-12-13 | 2006-09-29 |
| BlackRock Asia Limited |
Rep | Type 4 — Advising on securities | 2005-11-15 | 2005-12-13 |
| BlackRock Asia Limited |
Rep | Type 9 — Asset management | 2005-11-15 | 2005-12-13 |
| State Street Global Advisors Singapore Limited | RO | Type 4 — Advising on securities | 2005-06-20 | 2005-07-18 |
| State Street Global Advisors Singapore Limited | RO | Type 6 — Advising on corporate finance | 2005-06-20 | 2005-07-18 |
| State Street Global Advisors Singapore Limited | RO | Type 9 — Asset management | 2005-06-20 | 2005-07-18 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-05-12 | 2005-07-18 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2004-11-01 | 2005-07-18 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2003-09-19 | 2005-07-18 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2003-09-19 | 2005-07-18 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 9 — Asset management | 2003-09-19 | 2005-07-18 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-19 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-26 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-19 |