Katharine Grace Dryer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katharine Grace Dryer ( ), a licensed former licensee with CE reference BDI393. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jupiter Asset Management (Hong Kong) Limited 木星資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-08 | 2019-07-10 |
| Jupiter Asset Management (Hong Kong) Limited 木星資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-29 | 2017-06-06 |
| Jupiter Asset Management (Hong Kong) Limited 木星資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-08 | 2016-08-19 |
| Jupiter Asset Management (Hong Kong) Limited 木星資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-14 | 2016-03-18 |
| Jupiter Asset Management (Hong Kong) Limited 木星資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-16 | 2015-11-20 |
| Jupiter Asset Management (Hong Kong) Limited 木星資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-07 | 2015-09-11 |
| Jupiter Asset Management (Hong Kong) Limited 木星資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-13 | 2015-04-17 |
| Jupiter Asset Management (Hong Kong) Limited 木星資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-28 | 2015-01-31 |
| Jupiter Asset Management (Hong Kong) Limited 木星資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-13 | 2014-10-17 |
| Jupiter Asset Management (Hong Kong) Limited 木星資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-28 | 2014-04-30 |