Ye Tang
唐燁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye Tang (唐燁), a licensed Responsible Officer with CE reference ANQ032. Currently licensed at 1 firm(s): Citrus Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 13.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citrus Securities Limited 鉅誠證券有限公司 |
RO | Type 4 - Advising on securities | 2022-04-06 | present |
| Citrus Securities Limited 鉅誠證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-01-08 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-12-11 | 2015-08-17 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-13 | 2015-08-17 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-13 | 2014-12-11 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | 2008-08-07 | 2009-04-02 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2007-10-04 | 2007-11-24 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-07-04 | 2007-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ye Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.