Letty Lap Yee Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Letty Lap Yee Wu (胡立怡), a licensed Responsible Officer with CE reference ANO984. Currently licensed at 2 firm(s): ICBC International Capital Limited, ICBC International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 19.9 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-09-01 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-24 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-24 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-24 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-04-16 | 2020-09-01 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-03-12 | 2020-02-07 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-22 | 2013-03-12 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-20 | 2010-12-03 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-20 | 2010-03-31 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-09-05 | 2010-12-03 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-03 | 2007-09-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-03 | 2007-09-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-07-03 | 2007-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Letty Lap Yee Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.