Brian Paul Baker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Paul Baker, a licensed Representative with CE reference AMO250. Currently licensed at 1 firm(s): CPIC Investment Management (H.K.) Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-18 | present |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-08-18 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2006-05-17 | 2015-05-29 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2006-05-17 | 2015-05-29 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2006-05-17 | 2015-05-29 |
| PIMCO Asia Pte Ltd | RO | Type 1 - Dealing in securities | 2005-12-09 | 2006-05-17 |
| PIMCO Asia Pte Ltd | RO | Type 4 - Advising on securities | 2005-12-09 | 2006-05-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Brian Paul Baker during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.