Li Li
李莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Li (李莉), a licensed former licensee with CE reference ANM312. This person has 3.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-05 | 2009-12-31 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-05 | 2009-12-31 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2006-06-05 | 2009-12-31 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Brian Paul Baker | PIMCO Asia Limited | 2006–2009 |
| Douglas Michael Hodge | PIMCO Asia Limited | 2006–2009 |
| Matthew John Nest | PIMCO Asia Limited | 2006–2009 |
| Hao Sun | PIMCO Asia Limited | 2006–2009 |
| Jaclyn Hwei Yin Lim | PIMCO Asia Limited | 2006–2009 |
| Hock Meng Foong | PIMCO Asia Limited | 2006–2009 |
| Jung Park | PIMCO Asia Limited | 2008–2009 |
| Siu Pang Chung | PIMCO Asia Limited | 2007–2009 |
| Xiaogang Zhang | PIMCO Asia Limited | 2006–2007 |