Karine Roy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karine Roy, a licensed former licensee with CE reference AMJ983. This person has 8.1 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-15 | 2014-04-17 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-30 | 2011-12-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-04 | 2014-04-17 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-08-04 | 2011-12-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-08-04 | 2014-04-17 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-07-02 | 2010-04-28 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-02 | 2010-04-28 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-07-02 | 2010-04-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-11 | 2009-04-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-01-25 | 2009-04-04 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 - Advising on futures contracts | 2007-08-13 | 2008-01-03 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-08-31 | 2008-01-03 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 - Dealing in futures contracts | 2005-08-31 | 2008-01-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karine Roy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.