Hoi Wan Hui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Wan Hui (許海雲), a licensed Responsible Officer with CE reference ALV421. Currently licensed at 1 firm(s): Shikhara Capital (Hong Kong) Private Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 19.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shikhara Capital (Hong Kong) Private Limited | RO | Type 2 - Dealing in futures contracts | 2026-08-07 | present |
| Shikhara Capital (Hong Kong) Private Limited | Rep | Type 1 - Dealing in securities | 2026-04-15 | present |
| Shikhara Capital (Hong Kong) Private Limited | Rep | Type 9 - Asset management | 2026-04-15 | present |
| Shikhara Capital (Hong Kong) Private Limited | Rep | Type 2 - Dealing in futures contracts | 2026-04-15 | 2026-08-07 |
| LIM Advisors Limited | Rep | Type 9 - Asset management | 2025-11-28 | 2026-01-21 |
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
Rep | Type 9 - Asset management | 2019-11-07 | 2025-06-19 |
| Auroville Investment Management (HK) Limited | RO | Type 9 - Asset management | 2018-01-04 | 2019-02-28 |
| Auroville Investment Management (HK) Limited | Rep | Type 9 - Asset management | 2017-07-04 | 2018-01-04 |
| WFM Asia (HK) Limited | Rep | Type 4 - Advising on securities | 2006-04-25 | 2017-01-31 |
| WFM Asia (HK) Limited | Rep | Type 5 - Advising on futures contracts | 2006-04-25 | 2013-11-01 |
| WFM Asia (HK) Limited | Rep | Type 9 - Asset management | 2006-04-25 | 2017-01-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-23 | 2006-04-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Wan Hui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.