Jocelyn Oi Chung Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jocelyn Oi Chung Wu (胡愛忠), a licensed Responsible Officer with CE reference ALR004. Currently licensed at 1 firm(s): Eastspring Investments (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.2 years of SFC licence history. Total licence records on file: 12.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 4 - Advising on securities | 2024-11-22 | present |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 9 - Asset management | 2024-11-22 | present |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 - Dealing in securities | 2024-04-08 | present |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 - Advising on securities | 2024-04-08 | 2024-11-22 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 9 - Asset management | 2024-04-08 | 2024-11-22 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-29 | 2024-03-17 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-08 | 2024-03-17 |
| CPPIB Asia Inc. | Rep | Type 1 - Dealing in securities | 2019-05-08 | 2020-08-20 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2005-01-26 | 2014-05-23 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-26 | 2014-05-23 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2005-01-26 | 2014-05-23 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2005-01-26 | 2014-05-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jocelyn Oi Chung Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.