Catherine Ann Yeung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Ann Yeung ( ), a licensed former licensee with CE reference ANL955. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2020-07-02 | 2024-05-10 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-02 | 2024-05-10 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-30 | 2024-05-10 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2006-05-30 | 2006-06-29 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-30 | 2006-06-29 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2006-05-30 | 2024-05-10 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-05-30 | 2024-05-10 |