Wing Shuen Lam
林泳鏇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Shuen Lam (林泳鏇), a licensed Representative with CE reference ALQ164. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 5.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-10-31 | present |
| Nuveen Hong Kong Limited | Rep | Type 4 - Advising on securities | 2024-10-31 | present |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-01 | 2023-02-23 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-26 | 2022-06-30 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-21 | 2021-05-07 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-21 | 2021-05-07 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 1 - Dealing in securities | 2005-01-26 | 2005-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Shuen Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.