Kennedy Kin Tak Tsang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kennedy Kin Tak Tsang (曾建德), a licensed Responsible Officer with CE reference ALP977. Currently licensed at 2 firm(s): First Securities (HK) Limited, Capital Global Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.5 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-08-04 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-07-11 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 - Advising on securities | 2023-07-11 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 9 - Asset management | 2023-06-21 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-21 | 2023-07-11 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-21 | 2023-07-11 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-09-16 | 2023-05-30 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-15 | 2021-09-16 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 4 - Advising on securities | 2021-03-15 | 2023-05-30 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 9 - Asset management | 2021-03-15 | 2023-01-09 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-05 | 2021-02-28 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-05 | 2011-09-30 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 4 - Advising on securities | 2008-12-16 | 2021-02-28 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-21 | 2008-12-16 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 4 - Advising on securities | 2008-10-21 | 2011-09-30 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-25 | 2008-10-21 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 4 - Advising on securities | 2007-09-25 | 2008-04-25 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-15 | 2007-09-25 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-08 | 2006-06-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kennedy Kin Tak Tsang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.