Wai Pan Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Pan Chu (朱偉彬), a licensed Representative with CE reference ALN119. Currently licensed at 1 firm(s): China Securities (International) Brokerage Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 20.4 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-23 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-02-23 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 - Advising on securities | 2026-02-23 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-24 | 2026-01-23 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-18 | 2024-06-14 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-21 | 2026-01-23 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-07-26 | 2022-12-08 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-27 | 2021-07-26 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-08 | 2011-05-26 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-12-24 | 2011-05-26 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-12-05 | 2007-12-07 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-09 | 2006-09-21 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-30 | 2005-01-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Pan Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.