Henry Shun Fu Yip
葉迅虎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Shun Fu Yip (葉迅虎), CE reference AEI069. Currently licensed at 1 firm(s): CITIC Securities International Global Markets Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2026-01-22 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-14 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 4 — Advising on securities | 2021-09-14 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-06-23 | 2026-01-22 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-09 | 2021-09-14 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-09 | 2021-09-14 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-28 | 2021-05-14 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2015-04-28 | 2021-05-14 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-14 | 2015-04-28 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-14 | 2015-04-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-12-13 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-23 |