Alan Tsz Yeung Tam
譚梓洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Tsz Yeung Tam (譚梓洋), a licensed former licensee with CE reference ALI351. This person has 5.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emmanuel Investments Managers Company Limited 萬誠投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-14 | 2020-03-16 |
| Emmanuel Investments Managers Company Limited 萬誠投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-08-14 | 2020-03-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-03-21 | 2009-06-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-03-21 | 2007-12-19 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-17 | 2007-03-05 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2004-11-17 | 2007-03-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Tsz Yeung Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.