Vivian Rivera Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Rivera Chan ( ), CE reference BNU407. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RKD Capital Limited |
RO | Type 1 — Dealing in securities | 2023-01-10 | 2024-08-23 |
| RKD Capital Limited |
RO | Type 4 — Advising on securities | 2022-05-20 | 2024-08-23 |
| RKD Capital Limited |
RO | Type 9 — Asset management | 2022-05-20 | 2024-08-23 |
| Emmanuel Investments Managers Company Limited 萬誠投資管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-28 | 2021-06-24 |
| Emmanuel Investments Managers Company Limited 萬誠投資管理有限公司 |
RO | Type 9 — Asset management | 2019-01-28 | 2021-06-24 |