Allen Pei-Jan Tsai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allen Pei-Jan Tsai ( ), a licensed former licensee with CE reference ALV361. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Indus Capital Advisors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-09-21 | 2017-01-31 |
| Indus Capital Advisors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-09-21 | 2017-01-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-13 | 2007-03-28 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2005-04-13 | 2007-03-28 |