Lai Wai Tse
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Wai Tse (謝禮緯), a licensed Representative with CE reference AIZ709. Currently licensed at 1 firm(s): Pollock Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 1 - Dealing in securities | 2025-07-10 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-10 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 9 - Asset management | 2025-07-10 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-13 | 2024-12-31 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-13 | 2024-12-31 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 9 - Asset management | 2019-06-13 | 2024-12-31 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-25 | 2019-02-20 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-25 | 2019-02-20 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-10-25 | 2019-02-20 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-20 | 2014-05-01 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2003-06-27 | 2014-05-01 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 - Asset management | 2003-06-27 | 2014-05-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Wai Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.