Anthony David Roberts
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony David Roberts, a licensed former licensee with CE reference AFA649. This person has 14.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-06-13 | 2017-10-09 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-06-13 | 2017-10-09 |
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-06-13 | 2017-10-09 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-09 | 2016-01-27 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-02-23 | 2016-01-27 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 - Asset management | 2007-02-23 | 2016-01-27 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-02-01 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-17 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2007-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anthony David Roberts during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Richard Evan Jones | CBH Asia Limited | 2007–2016 |
| Doron Huang | CBH Asia Limited | 2007–2016 |
| Jason Alexander Going | CBH Asia Limited | 2007–2016 |
| Kenman Wai Ching Wong | CBH Asia Limited | 2007–2016 |
| Julie Ning Chi Kwok | CBH Asia Limited | 2007–2016 |
| Mo Yin Edna Chan | CBH Asia Limited | 2011–2016 |
| Christopher Paul Frederick Hopkins | CBH Asia Limited | 2007–2016 |
| Nicholas John Donaldson | CBH Asia Limited | 2007–2016 |
| Milton Kwan Leung | CBH Asia Limited | 2007–2014 |
| Maria Yuk Munn Cheung | CBH Asia Limited | 2007–2014 |
| Mei Sze Wong | CBH Asia Limited | 2007–2014 |
| Jon Patrick Dingley | CBH Asia Limited | 2007–2016 |
| Yuet Ming Tong | CBH Asia Limited | 2007–2016 |
| Jannie Man Hsih Shum | CBH Asia Limited | 2007–2016 |
| Lai Wai Tse | CBH Asia Limited | 2007–2014 |
| Kevin Chi Kit Liem | CBH Asia Limited | 2009–2016 |
| Anita Hoi Ying Caswell Ng | CBH Asia Limited | 2011–2016 |
| Ian Forbes Marsh | CBH Asia Limited | 2012–2016 |
| Zachary Tin Ying Chan | CBH Asia Limited | 2011–2016 |
| David Charles Blumsom | CBH Asia Limited | 2011–2016 |