Anthony David Roberts
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony David Roberts ( ), a licensed former licensee with CE reference AFA649. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2016-06-13 | 2017-10-09 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2016-06-13 | 2017-10-09 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2016-06-13 | 2017-10-09 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-09 | 2016-01-27 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-23 | 2016-01-27 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-02-23 | 2016-01-27 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-02-01 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-17 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 9 — Asset management | present | 2007-02-01 |