Ronald Hiu Fai Sung

宋曉輝
CE No. AIU569 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Hiu Fai Sung (宋曉輝), a licensed former licensee with CE reference AIU569. This person has 20.4 years of SFC licence history. Total licence records on file: 28.

Licence history

FirmRoleRegulated activityFromTo
Brightus Management Limited
博萃管理有限公司
RO Type 4 - Advising on securities 2022-07-15 2026-10-13
Brightus Management Limited
博萃管理有限公司
RO Type 9 - Asset management 2022-07-15 2026-10-13
Springwell Capital Limited
淞泉資本有限公司
RO Type 9 - Asset management 2021-01-26 2022-03-18
Cedarlake Global International Limited
錦沄環球國際有限公司
RO Type 6 - Advising on corporate finance 2019-09-24 2020-09-01
AccFin Corporate Finance Limited
安里融資有限公司
RO Type 6 - Advising on corporate finance 2018-07-30 2019-08-31
China Enterprise Capital Company Limited
華業金控資本有限公司
RO Type 6 - Advising on corporate finance 2017-12-15 2018-06-30
China Enterprise Securities Company Limited
華業金控證券有限公司
RO Type 9 - Asset management 2017-03-08 2017-10-23
China Enterprise Securities Company Limited
華業金控證券有限公司
Rep Type 9 - Asset management 2017-01-09 2017-03-08
W. Falcon Asset Management (Asia) Limited
年興行資產管理(亞洲)有限公司
RO Type 9 - Asset management 2015-04-08 2016-11-23
W. Falcon Asset Management (Asia) Limited
年興行資產管理(亞洲)有限公司
Rep Type 9 - Asset management 2015-02-09 2015-04-08
Ethk Funds Limited RO Type 9 - Asset management 2012-03-08 2015-01-01
VC Capital Limited
滙盈融資有限公司
RO Type 6 - Advising on corporate finance 2011-09-12 2015-01-01
VC Capital Limited
滙盈融資有限公司
Rep Type 6 - Advising on corporate finance 2011-08-18 2011-09-12
Guosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司
Rep Type 1 - Dealing in securities 2010-10-08 2010-12-28
Guosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司
RO Type 6 - Advising on corporate finance 2010-06-30 2010-12-28
Guosen Securities (HK) Asset Management Company Limited
國信證券(香港)資產管理有限公司
RO Type 4 - Advising on securities 2010-06-29 2011-01-05
Guosen Securities (HK) Asset Management Company Limited
國信證券(香港)資產管理有限公司
RO Type 9 - Asset management 2010-06-29 2011-01-05
Alpha Nova Capital Management Limited RO Type 4 - Advising on securities 2008-12-16 2009-12-31
Alpha Nova Capital Management Limited RO Type 6 - Advising on corporate finance 2008-12-16 2009-12-31
Alpha Nova Capital Management Limited RO Type 9 - Asset management 2008-12-16 2009-12-31
Alpha Nova Capital Management Limited Rep Type 4 - Advising on securities 2007-05-15 2008-12-16
Alpha Nova Capital Management Limited Rep Type 6 - Advising on corporate finance 2007-04-19 2008-12-16
Alpha Nova Capital Management Limited Rep Type 9 - Asset management 2007-04-19 2008-12-16
Kingsway SW Asset Management Limited
滙富資產管理有限公司
Rep Type 6 - Advising on corporate finance 2004-08-06 2007-03-23
Kingsway SW Asset Management Limited
滙富資產管理有限公司
Rep Type 9 - Asset management 2004-08-06 2007-03-23
Kingsway SW Asset Management Limited
滙富資產管理有限公司
Rep Type 4 - Advising on securities 2003-06-12 2004-01-31
Kingsway SW Asset Management Limited
滙富資產管理有限公司
Rep Type 6 - Advising on corporate finance 2003-06-12 2004-01-31
Kingsway SW Asset Management Limited
滙富資產管理有限公司
Rep Type 9 - Asset management 2003-06-12 2004-01-31

Related