Ming Kwan Wan
溫明坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Kwan Wan (溫明坤), a licensed former licensee with CE reference AFU394. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lamtex Securities Limited 林達證券有限公司 |
RO | Type 9 — Asset management | 2016-09-02 | 2019-01-17 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-06-23 | 2015-07-13 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 9 — Asset management | 2008-06-23 | 2015-07-13 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-07-13 | 2006-02-26 |
| Sinochem Kingsway Asset Management Limited |
RO | Type 6 — Advising on corporate finance | 2005-07-13 | 2006-02-26 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 9 — Asset management | 2005-07-13 | 2006-02-26 |
| Sinochem Kingsway Asset Management Limited |
RO | Type 9 — Asset management | 2005-07-13 | 2006-02-26 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-01-29 | 2006-02-26 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 — Asset management | 2004-01-29 | 2006-02-26 |
| Sinochem Kingsway Asset Management Limited |
Rep | Type 4 — Advising on securities | present | 2004-07-14 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-07 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-07 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-02-26 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-07-13 |
| Sinochem Kingsway Asset Management Limited |
Rep | Type 6 — Advising on corporate finance | present | 2005-07-13 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2005-07-13 |
| Sinochem Kingsway Asset Management Limited |
Rep | Type 9 — Asset management | present | 2005-07-13 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-07 |