Lap Chuen Ko
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Chuen Ko (高立川), a licensed Responsible Officer with CE reference AIH610. Currently licensed at 3 firm(s): Rui Da International Asset Management (Hong Kong) Limited, Rui Da International Finance Holding Limited, Rui Da International Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.3 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rui Da International Asset Management (Hong Kong) Limited 瑞達國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2026-01-26 | present |
| Rui Da International Asset Management (Hong Kong) Limited 瑞達國際資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-09-09 | present |
| Rui Da International Finance Holding Limited 瑞達國際金融控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-08-09 | present |
| Rui Da International Securities (Hong Kong) Limited 瑞達國際證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-24 | present |
| Rui Da International Asset Management (Hong Kong) Limited 瑞達國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-08-09 | 2025-09-09 |
| Hoi Yick International Securities Limited 開億國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-11-14 | 2021-04-16 |
| Hoi Yick International Securities Limited 開億國際證券有限公司 |
RO | Type 4 - Advising on securities | 2019-11-14 | 2021-04-16 |
| Hoi Yick International Securities Limited 開億國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-23 | 2019-11-14 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-01 | 2019-10-20 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-26 | 2017-11-01 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-26 | 2019-10-20 |
| CLC Futures Limited 創僑期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-03-07 | 2017-09-14 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-11-02 | 2017-09-14 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-25 | 2015-11-02 |
| Supreme China Securities Limited 智華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-29 | 2015-08-17 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-22 | 2014-10-22 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-21 | 2009-10-21 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-08 | 2006-08-05 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-29 | 2006-03-06 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-23 | 2005-11-24 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-10 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-02 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-02 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lap Chuen Ko during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.