Kin Ming Marcus Woo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Ming Marcus Woo (胡健明), a licensed Responsible Officer with CE reference AHN470. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 23.1 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-03-24 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-03-24 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-21 | 2023-03-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-11-21 | 2023-03-24 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-22 | 2022-11-04 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-05-22 | 2022-11-04 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-22 | 2019-05-22 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-02-22 | 2019-05-22 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-05 | 2019-01-25 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-09-11 | 2019-01-25 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-08 | 2012-09-11 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-09-26 | 2012-07-01 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-20 | 2011-08-26 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-07-20 | 2011-09-26 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-27 | 2005-07-18 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-01-10 | 2005-07-18 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Ming Marcus Woo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Michael Man Cheong Cheng | BOCI Asia Limited | 2005–2012 |
| Yiu Kei Leung | BOCI Asia Limited | 2005–2012 |
| Ka Man Leung | BOCI Asia Limited | 2005–2012 |
| Rowena See Wai Ng | BOCI Asia Limited | 2005–2012 |
| Chung Ho Man | BOCI Asia Limited | 2005–2012 |
| Zhen Zhang | BOCI Asia Limited | 2005–2012 |
| Arthur Cheng | BOCI Asia Limited | 2005–2012 |
| Meng Hua Ng | BOCI Asia Limited | 2005–2012 |
| Yan Wang | BOCI Asia Limited | 2005–2011 |
| Andy To Chung Wai | BOCI Asia Limited | 2006–2012 |
| Fang Bian | BOCI Asia Limited | 2006–2012 |
| Tong Li | BOCI Asia Limited | 2006–2012 |
| Sarah Lai Wong | BOCI Asia Limited | 2006–2012 |
| Rong Lu | BOCI Asia Limited | 2006–2012 |
| Chi Kin Mak | BOCI Asia Limited | 2006–2012 |
| William Wai Tak Tong | BOCI Asia Limited | 2006–2012 |
| John Marshall Nicholson | BOCI Asia Limited | 2007–2012 |
| Jin Zhang | BOCI Asia Limited | 2007–2012 |
| Peter Chai Man Sham | BOCI Asia Limited | 2007–2012 |
| Wilson Siu Wah Wan | BOCI Asia Limited | 2007–2012 |