John Marshall Nicholson
凌瀚燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Marshall Nicholson (凌瀚燊), a licensed former licensee with CE reference AID049. This person has 15.1 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-11 | 2020-06-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-11 | 2020-06-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-03-11 | 2020-06-12 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-17 | 2014-06-03 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-08-14 | 2014-06-03 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-08-14 | 2014-06-03 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-02 | 2012-08-14 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-05-02 | 2012-08-14 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2007-09-27 | 2012-02-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-09-27 | 2012-02-28 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-09-27 | 2012-02-28 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-24 | 2007-09-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-24 | 2007-09-27 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-01-24 | 2007-09-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-29 | 2006-12-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-07-29 | 2006-12-23 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2005-07-29 | 2006-12-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-15 | 2005-01-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-05-15 | 2005-01-31 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-15 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-15 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-15 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Marshall Nicholson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Arthur Cheng | BOCI Asia Limited | 2007–2012 |
| Chung Ho Man | BOCI Asia Limited | 2007–2012 |
| Andy To Chung Wai | BOCI Asia Limited | 2007–2012 |
| Kin Ming Marcus Woo | BOCI Asia Limited | 2007–2012 |
| Sarah Lai Wong | BOCI Asia Limited | 2007–2012 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2007–2012 |
| Fang Bian | BOCI Asia Limited | 2007–2012 |
| Rong Lu | BOCI Asia Limited | 2007–2012 |
| Yiu Kei Leung | BOCI Asia Limited | 2007–2012 |
| Ka Man Leung | BOCI Asia Limited | 2007–2012 |
| Tong Li | BOCI Asia Limited | 2007–2012 |
| Chi Kin Mak | BOCI Asia Limited | 2007–2012 |
| Rowena See Wai Ng | BOCI Asia Limited | 2007–2012 |
| Zhen Zhang | BOCI Asia Limited | 2007–2012 |
| Jin Zhang | BOCI Asia Limited | 2007–2012 |
| Peter Chai Man Sham | BOCI Asia Limited | 2007–2012 |
| Wilson Siu Wah Wan | BOCI Asia Limited | 2007–2012 |
| Lap Kay Yung | BOCI Asia Limited | 2007–2012 |
| Yan Wang | BOCI Asia Limited | 2007–2011 |
| Ming Ng | BOCI Asia Limited | 2007–2012 |